Brandon Blake Schwartz

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial, Llc
  Los Angeles, CA
• 06/2017 → Present
  Perennial Investment Advisors
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2012-05-16
  Morgan Stanley
  Glendale, CA
  Pasadena, CA
  Beverly Hills, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Glendale, CA
• 2003-09-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Glendale, CA
  Glendale, CA

Other Businesses

1. 05/010/2017 - Perennial Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/20/2017 - 0 Hours Per Month/0 Hours During Securities Trading. 2) 06/15/2017- Perennial Investment Advisors, LLC-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-start 06/01/2017- Hours per month 80/ Hours during trading 40 - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/12/2017- Perennial Investment Advisors, LLC-DBA: Perennial Financial Services-investment related- At reported business location(s)- Registered Investment Advisor DBA-start 07/12/2017- Hours per month 80/ Hours during trading 6 - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-27

Other Names

• Brandon Schwartz