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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-27 |
| FL | RA | APPROVED | 2021-01-13 |
| IL | RA | APPROVED | 2014-06-26 |
Branch Locations
West Palm Beach, FL • United States
One North Franklin Street Suite 3330, Chicago, IL 60606 • United States
West Palm Beach, FL • United States
Western Springs, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Chicago | IL | 11/2013 | Present |
| Mml Investors Services | West Palm Beach | FL | 12/2013 | Present |
| Lenox Advisors, Inc | Chicago | IL | 11/2013 | Present |
1) NAME: CHARLES CUNNINGHAM/LENOX ADVISORS INV REL: Y ADD: 1 NORTH FRANKLIN STREET CHICAGO, IL 60606 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 10/2001 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE & HEALTH 2) NAME: NOMAD POLO, LLC INV REL: N ADD: 2418 ARAVALE, WEST PALM BEACH FL 33401 NATURE: POLO TEAM OWNERSHIP POSITION: OWNER START DATE: 12/04/2024 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OWN A POLO TEAM. NO OPERATIONAL DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-22 |
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