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Los Gatos, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-02 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Dean Witter | Palo Alto | CA | 01/2014 | 04/2020 |
| Farm And Community Asset Advisors Llc | Los Gatos | CA | 04/2020 | Present |
| The Santa Cruz Company Llc Dba Farm And Community Advisory | Los Gatos | CA | 09/2022 | Present |
| Tcfg Investment Advisors, Llc | Los Gatos | CA | 07/2020 | 10/2023 |
| Nyati Holdings, Inc. | Los Gatos | CA | 02/2026 | Present |
Neil is CEO of Farm and Community Asset Advisors LLC. Neil is a Licensed California Mortgage Broker for Farm and Community Asset Advisors LLC dba Farm Community Mortgage. Neil and a Licensed California Health and Life Agent for Farm and Community Asset Advisors LLC dba Farm Community Insurance Agency. He spends approximately 15 hours a month engaged in these activities. Nyati Holdings, Inc.; Is the business investment related: No; Location of the business: 24685 Soquel San Jose Road Los Gatos CA 95033 USA; Description of the business: There is no active business currently; Position Title: CEO; Start date with business: 2026-02-17; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-03 |
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