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Neil Sampat Gavande

Farm And Community Advisory

Los Gatos, CA

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Current Employers
Farm And Community Advisory

Los Gatos, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-02
  • CA RA
    APPROVED
    Since 2024-08-02

Branch Locations

Los Gatos, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dean Witter Palo Alto CA 01/2014 04/2020
Farm And Community Asset Advisors Llc Los Gatos CA 04/2020 Present
The Santa Cruz Company Llc Dba Farm And Community Advisory Los Gatos CA 09/2022 Present
Tcfg Investment Advisors, Llc Los Gatos CA 07/2020 10/2023
Nyati Holdings, Inc. Los Gatos CA 02/2026 Present
  • 01/2014 → 04/2020
    Morgan Stanley Dean Witter
    Palo Alto, CA
  • 04/2020 → Present
    Farm And Community Asset Advisors Llc
    Los Gatos, CA
  • 09/2022 → Present
    The Santa Cruz Company Llc Dba Farm And Community Advisory
    Los Gatos, CA
  • 07/2020 → 10/2023
    Los Gatos, CA
  • 02/2026 → Present
    Nyati Holdings, Inc.
    Los Gatos, CA
Previous Registrations
Other Businesses

Neil is CEO of Farm and Community Asset Advisors LLC. Neil is a Licensed California Mortgage Broker for Farm and Community Asset Advisors LLC dba Farm Community Mortgage. Neil and a Licensed California Health and Life Agent for Farm and Community Asset Advisors LLC dba Farm Community Insurance Agency. He spends approximately 15 hours a month engaged in these activities. Nyati Holdings, Inc.; Is the business investment related: No; Location of the business: 24685 Soquel San Jose Road Los Gatos CA 95033 USA; Description of the business: There is no active business currently; Position Title: CEO; Start date with business: 2026-02-17; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-03
  • S66 Uniform Combined State Law Examination
    2001-12-03
Designations
Other Names
  • Neil S Gavande

View on SEC IAPD

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