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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-04 |
| TX | RA | APPROVED_RES | 2019-11-25 |
| FL | RA | APPROVED | 2017-12-20 |
| DE | RA | APPROVED | 2017-10-06 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa | Miami | FL | 02/2001 | 10/2017 |
| Hsbc Securities (Usa) Inc. | New York City | NY | 01/2005 | 10/2017 |
| Ubs Financial Services | Coral Gables | FL | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
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