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Michael Stephen Ellis

Fisher Investments

Naples, NY

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-17
NM RA APPROVED 2026-05-08
TX RA APPROVED_RES 2022-08-16
FL RA APPROVED 2021-07-23
  • NY RA
    APPROVED
    Since 2026-07-17
  • NM RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED_RES
    Since 2022-08-16
  • FL RA
    APPROVED
    Since 2021-07-23

Branch Locations

Naples, NY • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Tampa FL 02/2014 11/2020
Tiaa-Cref Individual & Institutional Services, Llc Tampa FL 02/2014 11/2020
Jarred Bunch Consulting, Llc Tampa FL 12/2020 02/2021
Fisher Investments Tampa FL 07/2021 Present
Unemployed Tampa FL 02/2021 07/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-30
S63 Uniform Securities Agent State Law Examination 2000-01-25
  • S66 Uniform Combined State Law Examination
    2003-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-01-25

View on SEC IAPD

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