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Timothy Chien-Wei Chen

Raymond James & Associates, Inc.

San Diego, CA

San Diego, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-26
  • CA RA
    APPROVED
    Since 2019-07-26

Branch Locations

San Diego, CA • United States

13500 Evening Creek Dr N, Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 07/2019
Raymond James & Associates San Diego CA 07/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → 07/2019
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 07/2019 → Present
    Raymond James & Associates
    San Diego, CA
Previous Registrations
  • 2008-01-01 → 2019-07-16
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    San Diego, CA
  • 2005-08-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    San Diego, CA
    St. Louis, MO
    San Diego, CA
  • 2002-02-13 → 2005-08-29
    Morgan Stanley Dw Inc.
    La Mesa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-02
  • S66 Uniform Combined State Law Examination
    2002-01-02

View on SEC IAPD

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