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Steven T Morrison

LPl Financial LLC

Tampa, FL

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-20
  • FL RA
    APPROVED
    Since 2021-09-20

Branch Locations

Tampa, FL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Temple Terrace FL 03/2019 08/2021
Unemployed Tampa FL 09/2016 01/2019
Transamerica St. Petersburg FL 01/2019 02/2019
Lpl Financial Llc Tampa FL 09/2020 Present
  • 03/2019 → 08/2021
    Morgan Stanley
    Temple Terrace, FL
  • 09/2016 → 01/2019
    Unemployed
    Tampa, FL
  • 01/2019 → 02/2019
    Transamerica
    St. Petersburg, FL
  • 09/2020 → Present
    Lpl Financial Llc
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2003-04-30
  • S66 Uniform Combined State Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2003-04-30
Other Names
  • Steven Thomas Morrison
  • Steven Morrison

View on SEC IAPD

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