Kathy T David

Wells Fargo Clearing Services, LLC

Wichita Falls, TX

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2011-01-03

Branch Locations

105 E Hwy 82, Nocona, TX 76255 • United States

2301 Kell Blvd, Wichita Falls, TX 76308 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Wichita Falls	TX	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Wichita Falls	TX	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Wichita Falls, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wichita Falls, TX

Previous Registrations

2006-10-24 → 2011-01-03

Wells Fargo Investments, Llc

Wichita Falls, TX

Wichita Falls, TX

Wichita Falls, TX

Wichita Falls, TX

Wichita Falls, TX

Wichita Falls, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-12
S63	Uniform Securities Agent State Law Examination	2001-12-28

S66 Uniform Combined State Law Examination

2006-10-12
S63 Uniform Securities Agent State Law Examination

2001-12-28

Other Names

Kathy Diane Taylor
Kathy Taylor Kingery
Kathy Taylor Barnes
Kathy Taylor David
Kathy Taylor Kimbro
Kathy Taylor David
Kathy Taylor Whitaker
Kathy Taylor Whitaker
Kathy Taylor David

View on SEC IAPD

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