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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-12-12 |
Branch Locations
7160 N Dallas Pkwy Ste 125, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plano | TX | 03/2020 | Present |
Business Ownership; Jubys.com; Owner; Hallmark ornaments and collectibles.; PO Box 12485, , Dallas, TX, 75225; Not Investment-Related; 01/01/2000; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; Ark & Compass LLC; Paraplanner; Manage advisory business; 7160 N. Dallas Parkway, Suite 125, Plano, TX, 75024; Investment-Related; 10/04/2024; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-11 |
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