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Roland Ross David

Neuberger Berman Bd LLC

Paoli, PA

New York, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-20
PA RA APPROVED 2018-09-11
NJ RA APPROVED 2011-06-16
  • NY RA
    APPROVED
    Since 2021-03-20
  • PA RA
    APPROVED
    Since 2018-09-11
  • NJ RA
    APPROVED
    Since 2011-06-16

Branch Locations

Paoli, PA • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Management Inc. Columbia MD 06/2005 Present
Neuberger Berman, Llc Columbia MD 06/2005 Present
  • 06/2005 → Present
    Neuberger Berman Management Inc.
    Columbia, MD
  • 06/2005 → Present
    Neuberger Berman, Llc
    Columbia, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-15
S63 Uniform Securities Agent State Law Examination 2001-12-19
  • S65 Uniform Investment Adviser Law Examination
    2011-06-15
  • S63 Uniform Securities Agent State Law Examination
    2001-12-19
Other Names
  • Ross David
  • R Ross David

View on SEC IAPD

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