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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2012-11-15
  • MD RA
    APPROVED
    Since 2012-11-15

Branch Locations

226 Schilling Cir Suite 250, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hunt Valley MD 11/2012 Present
Raymond James Financial Services Advisors Inc. Hunt Valley MD 11/2012 Present
Previous Registrations
  • 2007-03-07 → 2012-12-10
    Fusco Financial Associates Inc.
    Towson, MD
  • 2005-12-19 → 2012-11-27
    Towson, MD
    Abingdon, MD
    Joppa, MD
  • 2002-04-11 → 2005-08-29
    Morgan Stanley Dw Inc.
    Bel Air, MD
Other Businesses

(1) Name of Business: Address: 136 E. Gordon St, Bel Air, MD, 21014, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 12/31/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive all moneys due the Lodge from the Secretary, make due entries of the same and to pay them out at the order of the Master of the Lodge and with consent of the Lodge (2) Name of Business: Fusco Financial Associates Address: 505 Baltimore Ave, Towson, MD, 21204, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/26/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Certified Financial Planner Associate (3) Name of Business: Fusco Financial Associates Address: 505 Baltimore Ave Towson, MD 21204, Towson, MD, 21204, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/25/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Selling of fixed, non-variable, term, universal, disability & Long Term Care Insurances

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-18
  • S66 Uniform Combined State Law Examination
    2002-03-18
Designations
Other Names
  • David Matthews

View on SEC IAPD

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