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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-09
TX RA APPROVED 2022-09-08
  • CA RA
    APPROVED
    Since 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-08

Branch Locations

200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States

101 N Indian Hill Blvd Suite C1-207 [Satellite], Claremont, CA 91711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 09/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-09-08
    Pasadena, CA
  • 2003-12-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Los Angeles, CA
Other Businesses

CHEMHISTORY LLC, NOT INV RELATED, MILWAUKIE, OR, 12.5% OWNERSHIP, START 11/30/2020, ZERO HOURS PER MONTH, 0 HRS DURING TRADING, INHERITED ENVIRONMENTAL TESTING FACILITY.| MBLMGL LLC, INV RELATED, SPRINGFIELD, IL, 72.75% OWNERSHIP, START 4/25/2018, 2 HOURS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTIES.| RJG INVESTMENTS LLC, INV RELATED, SALT LAKE CITY, UT, 72.75% OWNERSHIP, START 05/23/2018, 2 HOURS PER MONTH, 0 HRS DURING TRADING, REAL ESTATE INVESTMENTS.| RENTAL PROPERTY, INV RELATED, BUFFALO, IL, 72.75% OWNERSHIP, START 03/09/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, DAWSON, IL, 72.75% OWNERSHIP, START 4/29/2022, 2 HOURS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, CHATHAM, IL, 72.75% OWNERSHIP, START 3/12/2019, 2 HOURS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, LINCOLN, IL, 72.75% OWNERSHIP, START 09/09/2022, 2 HOURS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, SPRINGFIELD, IL, 72.75% OWNERSHIP, START 8/13/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, SPRINGFIELD, IL, 52.5% OWNERSHIP, START 8/13/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, SPRINGFIELD, IL, 52.5% OWNERSHIP, START 8/19/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, SPRINGFIELD, IL, 72.75% OWNERSHIP, START 05/1/2018, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY, INV RELATED, VIRDEN, IL, 72.75% OWNERSHIP, START DATE 5/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING.| RENTAL PROPERTY; INV RELATED; OXNARD, CA; 100% OWNERSHIP; START DATE 11/20/2023; 0 HOURS A MONTH; 0 HRS DURING TRADING; OWNER.| TRUSTEE FOR SILVER STRAND WEALTH MANAGEMENT DBP, INV RELATED, OXNARD, CA, START: 5/1/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE DBP.| SILVER STRAND WEALTH MANAGEMENT, NOT INV RELATED, OXNARD, CA, 100% OWNERSHIP, START 12/1/2022, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, FINET PRACTICE.| TRUSTEE FOR SILVER STRAND WEALTH MANAGEMENT 401K, INV RELATED, OXNARD, CA, START: 12/1/2022, 2 HRS/MONTH, 2 HRS DURING TRADING, FINET PRACTICE 401K.| DUPLEX/TRIPLEX; INV RELATED; SALT LAKE CITY, UT; RENTAL PROPERTY; 25% OWNERSHIP; START DATE 06/10/25; 1 HOUR PER MONTH; 0 HOURS DURING TRADING GOVERNOR STREET APARTMENTS; NOT INV RELATED; SPRINGFIELD, IL; RENTAL PROP;50% OWNERSHIP; START DATE: 10/31/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; | KNR CAPITAL LLC ; INV RELATED; LA VERNE,CA; RENTAL REAL ESTATE;50% OWNERSHIP; START DATE: 11/05/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY - MONROE; INV RELATED; SPRINGFIELD,IL; RENTAL;100% OWNERSHIP; START DATE: 12/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY 3560; INV RELATED;RIVERTON,IL; RESIDENTIAL RENTAL INCOME;50% OWNERSHIP; START DATE: 04/15/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING; RNK CAPITAL LLC; INV RELATED;LA VERNE,CA; RENTAL REAL ESTATE;50% OWNERSHIP; START DATE: 04/15/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING; RENTAL PROPERTY 121; INV RELATED;RIVERTON,IL; RENTAL REAL ESTATE;50% OWNERSHIP; START DATE: 04/15/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-01
  • S66 Uniform Combined State Law Examination
    2001-11-01
Other Names
  • Richard Scott Groscost
  • Richard S Groscost

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