David Nathan Sterling

Current Employers

Employment History

• 09/2015 → 07/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
• 10/2022 → 09/2024
  Ubs Financial Services
  Boca Raton, FL
• 09/2024 → Present
  First Horizon Advisors
  Palm Beach, FL
• 07/2022 → 10/2022
  Jewel Pay Inc.
  Boca Raton, FL
• 08/2025 → Present
  Lpl Financial Llc
  Palm Beach, FL

Previous Registrations

• 2024-10-08 → 2025-08-21
  First Horizon Advisors, Inc.
  Palm Beach, FL
  Palm Beach, FL
  Memphis, TN
• 2022-10-12 → 2024-10-01
  Ubs Financial Services Inc.
  Delray, FL
  Greenwich, CT
  Boca Raton, FL
• 2015-09-17 → 2022-07-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stamford, CT
  Delray Beach, FL
• 2008-09-15 → 2015-10-02
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY
  Greenwich, CT
• 2007-05-16 → 2008-09-24
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/24/2025 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-11-02

Other Names

• David Schwartzberg