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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-02-11 |
| TX | RA | APPROVED_RES | 2016-06-10 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tulsa | OK | 06/2009 | Present |
1) JESSICA NEWELL / SOLE PROPRIETORSHIP - CRAFTS SEWING AND TAILORING- 4173 W WOODBRIDGE RD, LODI, CA 95242- OWNER, I SEW OR CREATE THINGS AS REQUIRED FOR A CUSTOM SEWING AND TAILORING BUSINESS. I ALSO MAKE AND SELL HAIR CLIPS ON THE INTERNET ON MY ETSY SITE- 2 TO 5 HOURS OUTSIDE BUSINESS HOURS, 0 DURING TRADING HOUR, 0 SHARES HELD=- NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-19 |
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