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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-12-06
  • OH RA
    APPROVED
    Since 2020-12-06

Branch Locations

North Royalton, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vwr Manufacturing Solon OH 08/2012 12/2017
Carrara Companies Richfield OH 03/2018 05/2018
Exchangebase Rocky River OH 05/2018 09/2018
Unemployed North Royalton OH 10/2018 01/2019
Afimac Strongsville OH 02/2019 06/2020
Lpl Financial, Llc Avon Lake OH 06/2020 Present
  • 08/2012 → 12/2017
    Vwr Manufacturing
    Solon, OH
  • 03/2018 → 05/2018
    Carrara Companies
    Richfield, OH
  • 05/2018 → 09/2018
    Exchangebase
    Rocky River, OH
  • 10/2018 → 01/2019
    Unemployed
    North Royalton, OH
  • 02/2019 → 06/2020
    Afimac
    Strongsville, OH
  • 06/2020 → Present
    Avon Lake, OH
Previous Registrations
Other Businesses

1. 10/15/2021 - JM Investment Solutions, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 11/16/2022 - JM Investment Solutions, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-04
  • S66 Uniform Combined State Law Examination
    2020-12-04

View on SEC IAPD

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