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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vwr Manufacturing | Solon | OH | 08/2012 | 12/2017 |
| Carrara Companies | Richfield | OH | 03/2018 | 05/2018 |
| Exchangebase | Rocky River | OH | 05/2018 | 09/2018 |
| Unemployed | North Royalton | OH | 10/2018 | 01/2019 |
| Afimac | Strongsville | OH | 02/2019 | 06/2020 |
| Lpl Financial, Llc | Avon Lake | OH | 06/2020 | Present |
1. 10/15/2021 - JM Investment Solutions, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 11/16/2022 - JM Investment Solutions, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-04 |
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