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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-01-31
  • CA RA
    APPROVED
    Since 2017-01-31

Branch Locations

1460 Maria Lane #290, Walnut Creek, CA 94596 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth Campbell CA 01/2002 Present
Whjr Associates Campbell CA 01/2002 03/2017
On Pointe Capital, Inc. Walnut Creek CA 01/2023 Present
  • 01/2002 → Present
    Osaic Wealth
    Campbell, CA
  • 01/2002 → 03/2017
    Whjr Associates
    Campbell, CA
  • 01/2023 → Present
    On Pointe Capital, Inc.
    Walnut Creek, CA
Previous Registrations
  • 2002-07-15 → 2017-04-18
    Whjr Associates
    Campbell, CA
Other Businesses

1. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/15/2025 ADDRESS: 100 Pringle Avenue,, Suite 410, Walnut Creek CA 94596, United States DESCRIPTION: I am financial professional marketing myself under the DBA Artisancap. 2. INSURANCE POSITION: Statutory Agent - NATURE: Registered Investment Adviser^Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2002 ADDRESS: 100 Pringle Avenue,, Suite 410, Walnut Creek CA 94596, United States DESCRIPTION: Provide Life and Long Term Care Insurance to clients needing of Financial and Estate Planning. 3. ON POINTE CAPITAL, INC. POSITION: CEO NATURE: S Corporation This entity is a holding company for managing payroll, business expenses and 401k & Profit Sharing plans. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 100 Pringle Avenue,, Suite 410, Walnut Creek CA 94596, United States DESCRIPTION: Bookkeeping 4. NWF ADVISORY GROUP POSITION: RIA Representative NATURE: Registered Investment Adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 24 START DATE: 01/01/2017 ADDRESS: 100 Pringle Avenue,, Suite 410, Walnut Creek CA 94596, United States DESCRIPTION: Portfolio construction, rebalancing and reallocation of the investments based on client risk tolerance. Active asset management. 5. WISE STEWARD CORPORATION POSITION: Statutory Agent NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2026 ADDRESS: 4883 E. La Palma Avenue, Suite 501A, Anaheim CA 92807, United States DESCRIPTION: Fixed Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-15
  • S66 Uniform Combined State Law Examination
    2002-06-15
Other Names
  • Sylvain Lapointe

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