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Michael David Krawczyk

Tiaa-Cref Individual & Institutional Services, LLC

Waxhaw, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED_RES 2025-08-14
VT RA APPROVED 2025-08-14
NC RA APPROVED 2023-10-17
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED_RES
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • NC RA
    APPROVED
    Since 2023-10-17

Branch Locations

Waxhaw, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 11/2017 Present
Tiaa Charlotte NC 11/2017 Present
Unemployed/Retired Fort Mill SC 08/2016 11/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-13
S63 Uniform Securities Agent State Law Examination 2003-01-09
  • S65 Uniform Investment Adviser Law Examination
    2006-11-13
  • S63 Uniform Securities Agent State Law Examination
    2003-01-09
Other Names
  • Michael Krawczyk
  • Mike Krawczyk

View on SEC IAPD

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