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Glen J Romm

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Alpharetta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-15
  • GA RA
    APPROVED
    Since 2021-10-15

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

2520 Northwinds Pkwy Ste 200 [G9-Rbo], Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Atlanta GA 11/2011 Present
Wells Fargo Advisors Llc Atlanta GA 12/2011 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 11/2011 → Present
    Wells Fargo Bank Na
    Atlanta, GA
  • 12/2011 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-03
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S66 Uniform Combined State Law Examination
    2007-10-03
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29
Other Names
  • Glen Jeffrey Romm

View on SEC IAPD

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