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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
1122 Route 22 Ste 203, Mountainside, NJ 07092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawrence Pappas | Bloomfield | NJ | 04/1993 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | 05/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2005 | 05/2023 |
| The Prudential Insurance Co. Of America | Basking Ridge | NJ | 05/2023 | Present |
| Pruco Securities, Llc | Basking Ridge | NJ | 05/2023 | 11/2024 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 09/25/2024- Lawrence R Pappas CPA PC- Accounting Practice with Tax Preparation and Business Consulting- Tax Prep/Accounting/CPA- INV Related- Basking Ridge, NJ- Start Date 10/01/1993- 240hrs/mth- 200hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-09 |
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