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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-06 |
| ID | RA | APPROVED | 2025-12-10 |
| IN | RA | APPROVED | 2023-06-01 |
| TX | RA | APPROVED_RES | 2023-05-31 |
| CO | RA | APPROVED | 2022-10-03 |
| KS | RA | APPROVED | 2022-10-03 |
| IL | RA | APPROVED | 2021-01-02 |
| MO | RA | APPROVED | 2021-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America Life Insurance Company | St. Louis | MO | 04/2009 | 10/2020 |
| Mutual Of America Securities Corporation | St. Louis | MO | 04/2009 | 10/2020 |
| The O.N. Equity Sales Company | Cincinnatti | OH | 10/2020 | Present |
| Ohio National Financial Services | Cincinnati | OH | 10/2020 | Present |
1). St. Charles Financial Services, LLC; Yes investment related; 571 Jefferson Street, St Charles, MO 63301; Registered Rep; 10/01/2020-present; 160 Hours/month (20 trading during securities hours); brokerage business for life, annuities, fixed indexed annuities, disability income, investment and retirement planning/ brokerage business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S66 | Uniform Combined State Law Examination | 2008-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-16 |
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