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Faruk S Jaffer

Index Gurus, Inc.

Concord, CA

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Current Employers
Index Gurus, Inc.

Concord, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-16
  • CA RA
    APPROVED
    Since 2017-10-16

Branch Locations

Concord, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Index Gurus, Inc. Concord CA 05/2007 Present
Ucsc Extension Silicon Valley Sunnyvale CA 03/2016 12/2021
Uc Berkeley Berkeley CA 01/2022 12/2024
  • 05/2007 → Present
    Index Gurus, Inc.
    Concord, CA
  • 03/2016 → 12/2021
    Ucsc Extension Silicon Valley
    Sunnyvale, CA
  • 01/2022 → 12/2024
    Uc Berkeley
    Berkeley, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-16
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S65 Uniform Investment Adviser Law Examination
    2004-07-16
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11
Designations
Other Names
  • Faruk S Jaffer

View on SEC IAPD

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