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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-14
GA RA APPROVED 2011-09-19
  • TX RA
    APPROVED_RES
    Since 2017-08-14
  • GA RA
    APPROVED
    Since 2011-09-19

Branch Locations

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 08/2011 Present
Previous Registrations
  • 2003-12-05 → 2011-08-10
    Securities America Advisors, Inc.
    Atlanta, GA
    Marietta, GA
    Atlanta, GA
  • 2003-05-29 → 2003-12-02
    Veravest Investment Advisors, Inc.
    Atlanta, GA
Other Businesses

1. 06/03/2011: Non-Variable Insurance - FIXED INSURANCE; LIFE, LONG TERM CARE AND DISABILITY - Investment Related - MARIETTA, GA -0 Hrs/Mth - 0 Hrs During Trading -15% TIME SPENT . 2. 06/03/2011 : OTHER - INTERGRATED SUPPORT SERVICES - ACCOUNTING PURPOSES ONLY CREATED FOR BILLING AND BENEFITS - Business Entity For Tax/Investment Purposes Only - Investment Related - MARIETTA, GA - 0 Hrs/Mth - 0 Hrs During Trading - 2% TIME SPENT 3. 06/03/2011 : DBA for LPL Business (entity for LPL business) -Intergrated Financial Group - DBA FOR SECURITIES - Investment Related - MARIETTA, GA - 0 Hrs/Mth - 0 Hrs During Trading - TIME SPENT 80% 4. 8/8/2012: Non-Variable Insurance - TNBC (The National Benefit Corp) -All fixed insurance needs for my clients go through TNBC (The National Benefit Corporation). The are my general agent providing insurance analysis for me and acting as my back office for managing insurance cases. - MARIETTA, GA - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading -TIME SPENT 10% . 5. 6/6/2018 - Cynthia L. Skaggs, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 02/01/2006 - 10 Hours Per Month/1 Hour During Securities Trading - LLC/S Corp receives assigned income from financial advisor to cover business expenses. 6) 07/30/2025 - Gaynes Financial Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 160 Hrs/Mth - 110 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-21
  • S66 Uniform Combined State Law Examination
    2003-04-21
Designations
Other Names
  • Cynthia Lynn Heacker

View on SEC IAPD

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