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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-01-31
  • PA RA
    APPROVED
    Since 2013-01-31

Branch Locations

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

2672 Egypt Rd, Norristown, PA 19403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Norristown PA 08/2012 Present
Wells Fargo Advisors, Llc. Norristown PA 01/2013 11/2016
Wells Fargo Clearing Services, Llc Norristown PA 11/2016 Present
  • 08/2012 → Present
    Wells Fargo Bank Na
    Norristown, PA
  • 01/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Norristown, PA
  • 11/2016 → Present
    Norristown, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-09
  • S66 Uniform Combined State Law Examination
    2001-11-09

View on SEC IAPD

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