Robert Wayne Larsen

Current Employers

Optima Capital Llc

500 Sw 116Th Ave. Suite 400, Beaverton, OR 97225 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-08-18
TX	RA	APPROVED	2022-11-04
CA	RA	APPROVED	2022-08-16

OR RA
APPROVED

Since 2025-08-18
TX RA
APPROVED

Since 2022-11-04
CA RA
APPROVED

Since 2022-08-16

Branch Locations

500 Sw 116Th Ave. Suite 400, Beaverton, OR 97225 • United States

3745 W Caldwell Ave. Suite F, Visalia, CA 93277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Visalia	CA	05/2016	11/2018
Royal Alliance Associates, Inc.	Visalia	CA	11/2018	04/2022
Optima Capital Llc	Visalia	CA	09/2019	07/2020
Inheritance Management, Inc	Visalia	CA	09/2001	Present
Optima Capital Dba Inheritance Management	Visalia	CA	08/2022	Present
Purshe Kaplan Sterling Investments	Albany	NY	08/2022	Present
Zahorik Financial & Insurance Services	Visalia	CA	10/2010	06/2022

05/2016 → 11/2018

Signator Investors, Inc.

Visalia, CA
11/2018 → 04/2022

Royal Alliance Associates, Inc.

Visalia, CA
09/2019 → 07/2020

Optima Capital Llc

Visalia, CA
09/2001 → Present

Inheritance Management, Inc

Visalia, CA
08/2022 → Present

Optima Capital Dba Inheritance Management

Visalia, CA
08/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY
10/2010 → 06/2022

Zahorik Financial & Insurance Services

Visalia, CA

Previous Registrations

2018-11-02 → 2022-08-18

Osaic Wealth, Inc.

South Pasadena, CA

Visalia, CA
2019-11-13 → 2020-07-29

Optima Capital Llc

Hillsboro, OR

Visalia, CA
2017-09-05 → 2018-11-02

Signator Investors, Inc.

South Pasadena, CA

Visalia, CA

Other Businesses

1) OPTIMA CAPITAL LLC. Investment Related. Located at 3745 W. Caldwell Ave. Suite F, Visalia, CA 93277. RIA. Start 8/2022. 80 hours per month, all during trading hours. Duties - Provide advice to clients, financial planning, wealth advisory. 2) FIXED INSURANCE. Investment Related. Located at 3745 W. Caldwell Ave. Suite0FG, Visalia, CA 93277. Fixed/ Traditional Insurance. Position - Agent. Start - 06/2022. 5 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional insurance products. 3) INHERITANCE MANAGEMENT, INC. Investment Related. Located at 3745 W. Caldwell Ave. Suite F, Visalia, CA 93277. C-Corp. President. Start 7/1992. 120 hours per month, all during trading hours. Duties - Insurance and other investments. 4) Faith Baptist Church. Not Investment related. Located at 3833 W. Walnut Ave, Visalia, CA 93277. Church. Member of Deacon Board. Start 1/2020. 3 hours per month, not during trading hours. Duties - Church Budget and building/ facilities planning. 5) PKS Financial. Not Investment related. 80 State Street, Albany NY 12207. Insurance. Agent. Start 8/2022. 20 hours per month, all during trading hours. Duties - Sales of registered investment products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-26
S63	Uniform Securities Agent State Law Examination	2002-01-15

S65 Uniform Investment Adviser Law Examination

2017-08-26
S63 Uniform Securities Agent State Law Examination

2002-01-15

Other Names

Robert Wayne Larsen
Robert W Larsen

View on SEC IAPD