John J Coppola

Current Employers

Client First Advisors, Llc

Mount Pleasant, SC • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
SC	RA	APP_PEND_IARCE	2026-01-01
NC	RA	APPROVED	2019-09-12

NJ RA
APP_PEND_IARCE

Since 2026-01-01
SC RA
APP_PEND_IARCE

Since 2026-01-01
NC RA
APPROVED

Since 2019-09-12

Branch Locations

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Client First Advisors, Llc	Chapell Hll	NC	05/2014	Present
Liberty Partners Financial Services, Llc	Mt. Pleasant	SC	06/2017	06/2017
Sanctuary Investment Group, Llc	Mount Pleasant	SC	11/2018	Present
Charleston Opportunity Fund, Lp	Mount Pleasant	SC	11/2018	Present

05/2014 → Present

Client First Advisors, Llc

Chapell Hll, NC
06/2017 → 06/2017

Liberty Partners Financial Services, Llc

Mt. Pleasant, SC
11/2018 → Present

Sanctuary Investment Group, Llc

Mount Pleasant, SC
11/2018 → Present

Charleston Opportunity Fund, Lp

Mount Pleasant, SC

Previous Registrations

2012-09-17 → 2014-05-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater, NJ

Other Businesses

Since 11/2018, Mr. Coppola has been the Managing Member of Sanctuary Investment Group, LLC and Charleston Opportunity Fund, LP located in Mount Pleasant, SC. Investment Related Business offering investments in limited partnerships. Mr. Coppola spends approximately 10 hours a mounth during trading hours on these businesses.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-14
S63	Uniform Securities Agent State Law Examination	2002-01-18

S66 Uniform Combined State Law Examination

2012-09-14
S63 Uniform Securities Agent State Law Examination

2002-01-18

Other Names

John Joseph Coppola

View on SEC IAPD