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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-03-31 |
Branch Locations
6226 Covington Rd Moore Financial Center, Fort Wayne, IN 46804 • United States
Fort Wayne, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ash Brokerage Corporation | Fort Wayne | IN | 08/2007 | 02/2022 |
| Mercap Securities, Llc | Paoli | PA | 11/2014 | 12/2017 |
| First Palladium, Llc | Fort Wayne | IN | 01/2019 | 02/2022 |
| Ameriprise Financial Services, Llc | Fort Wayne | IN | 02/2022 | Present |
Outside Employment; CPM Group LLC; Providing Investment recommendations for clients and client meetings.; Investment; Moore Financial Center, 6226 Covington Road, , Fort Wayne, IN, 46804; Investment-Related; 07/12/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-18 |
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