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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED_RES | 2017-02-01 |
| CA | RA | APPROVED | 2012-05-04 |
| OR | RA | APPROVED | 2012-05-04 |
Branch Locations
5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Portland | OR | 05/2012 | Present |
NAME AND ADDRESS: BALTIC INVESTMENTS 31345 BRIARWOOD DRIVE SCAPPOOSE, OR 97056 NATURE OF ENTITY: LLC FORMED TO HOLD RENTAL PROPERTIES. RESPONSIBILITIES IN THIS ROLE: OWN AND MANAGE RENTAL HOMES HOURS DEVOTED: 1 HR/MO. NONE DURING SECURITIES TRADING HOURS. NAME AND ADDRESS: ST. JAMES PROPERTIES, LLC 1571 OAK ST SE SALEM, OR 97301 SALEM, OR 97301 NATURE OF ENTITY: RENTAL PROPERTY RESPONSIBILITIES IN THIS ROLE: N/A HOURS DEVOTED: 1 HOUR PER MONTH. NONE DURING SECURITIES TRADING HOURS. Name and Address: Atlantic Investments 31345 Briarwood Drive Scappoose, OR 97056 Nature of Entity: new llc to hold rental propertry Responsibilities in this role: Owner Hours Devoted: 1 hour/month Name and Address: St. Charles Investments LLC 115 NW 1st Ave #400 Portland,OR 97209 Nature of Entity: LLC to holding rental property-fully managed. Not investment related Start: 9/18 Responsibilities in this role: Owner Hours Devoted: 1 hour/month, none during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-02 |
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