Kristina L Gates

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-03-29
TX	RA	APPROVED	2021-03-29

IL RA
APPROVED

Since 2021-03-29
TX RA
APPROVED

Since 2021-03-29

Branch Locations

132 S. Water St., Suite 642, Decatur, IL 62523 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Decatur	IL	07/2001	03/2017
Massmutual Life Insurance Co	Decatur	IL	07/2016	03/2021
Mml Investors Services, Llc	Decatur	IL	03/2017	03/2021
Lpl Financial Llc	Decatu	IL	03/2021	Present

07/2001 → 03/2017

Metlife Securities, Inc.

Decatur, IL
07/2016 → 03/2021

Massmutual Life Insurance Co

Decatur, IL
03/2017 → 03/2021

Mml Investors Services, Llc

Decatur, IL
03/2021 → Present

Lpl Financial Llc

Decatu, IL

Previous Registrations

2017-03-25 → 2021-03-30

Mml Investors Services, Llc

Decatur, IL
2009-10-19 → 2017-03-25

Msi Financial Services, Inc.

Decatur, IL

Other Businesses

1)3/2021- K L Gates Financial Solutions, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Decatur, IL-start date 8/2016 - 100% 2)09/02/2022 - No Business Name - Investment Related - Other - insurance renewal - 0 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-31
S63	Uniform Securities Agent State Law Examination	2001-10-11

S66 Uniform Combined State Law Examination

2009-08-31
S63 Uniform Securities Agent State Law Examination

2001-10-11

Other Names

Kristina Lyn Jostes

View on SEC IAPD