James Kay Nesbitt

Current Employers

Employment History

• 01/2008 → 10/2017
  Minnesota Life Insurance Company
  St. Paul, MN
• 01/2008 → 10/2017
  Securian Financial Services, Inc
  St. Paul, MN
• 01/2008 → 10/2017
  Legacy Planning Partners
  Coopersburg, PA
• 07/2007 → 10/2017
  Kistler, Tiffany, Sterling Benefits
  Berlwyn, PA
• 10/2017 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2012-03-02 → 2017-10-27
  Securian Financial Services, Inc.
  Plymouth Meeting, PA
  Allentown, PA
  West Chester, PA

Other Businesses

1. Fixed insurance sales; as of 08/29/2017; approximately 1% time spent during securities trading hours per month; conducted at branch location; investment related. 2. Co-Owner, High Point Financial LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 09/21/217; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Owner, JKN Consulting, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located at Haverford, PA as of 1/06/2023; 2% time spent during business hours; Not conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-20
• S63 Uniform Securities Agent State Law Examination
  2001-10-09