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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Roxboro | NC | 12/2015 | 07/2019 |
| Western Southern Life | Raleigh | NC | 07/2019 | 10/2021 |
| W&S Brokerage Services | Cincinnati | OH | 07/2019 | 10/2021 |
| Jpmorgan Chase Bank (Mi) | Durham | NC | 09/2021 | Present |
| J.P. Morgan Securities Llc | Durham | NC | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-26 |
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