John Leonard Nelson

Current Employers

Tag Wealth Advisors

North Oaks, MN • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-09
MN	RA	APPROVED	2018-10-04

TX RA
APPROVED

Since 2022-09-09
MN RA
APPROVED

Since 2018-10-04

Branch Locations

North Oaks, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transition Advisory Group, Llc	North Oaks	MN	10/2008	Present
Cambridge Investment Research, Inc	Fairfield	IA	01/2012	10/2018
Cambridge Investment Research Advisors, Inc	Fairfield	IA	01/2014	10/2018
Leigh Baldwin & Co., Llc	Cazenovia	NY	10/2018	07/2022
Tag Insurance Advisors Llc	North Oaks	MN	01/2002	Present

10/2008 → Present

Transition Advisory Group, Llc

North Oaks, MN
01/2012 → 10/2018

Cambridge Investment Research, Inc

Fairfield, IA
01/2014 → 10/2018

Cambridge Investment Research Advisors, Inc

Fairfield, IA
10/2018 → 07/2022

Leigh Baldwin & Co., Llc

Cazenovia, NY
01/2002 → Present

Tag Insurance Advisors Llc

North Oaks, MN

Previous Registrations

2014-01-16 → 2018-10-03

Cambridge Investment Research Advisors, Inc.

St Paul, MN

Other Businesses

1)TAG INSURANCE ADVISORS LLC, 1054 CENTERVILLE CIR, SAINT PAUL, MN, 1/2012 AS SENIOR PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 2/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-18

S66 Uniform Combined State Law Examination

2001-12-18

View on SEC IAPD