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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
1440 N. Alta Vista Blvd. #301, Los Angeles, CA 90046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Los Angeles | CA | 11/1989 | Present |
| Avantax Advisory Services | Los Angeles | CA | 10/2006 | 09/2025 |
| Avantax Investment Services, Inc. | Los Angeles | CA | 12/1999 | 09/2025 |
| Cetera Wealth Services, Llc | Los Angeles | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Dean Wong, CPA~'NIR'~1440 N Alta Vista Blvd., Suite No. 301~Los Angeles~CA~90046~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1990~15hrs~15hrs~Prepare Tax Returns. Consult on Tax Matters.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-17 |
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