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Robert Thomas Guiterman

Sealex Advisory, LLC

Tampa, FL

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Current Employers
Sealex Advisory, Llc

Tampa, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
CT RA APPROVED 2023-04-21
  • FL RA
    APPROVED
    Since 2025-01-01
  • CT RA
    APPROVED
    Since 2023-04-21

Branch Locations

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities White Plains NY 05/2015 10/2016
Ameriprise Llc. White Plains NY 10/2016 Present
Sealex Advisory, Llc Tampa FL 10/2022 Present
  • 05/2015 → 10/2016
    Fsc Securities
    White Plains, NY
  • 10/2016 → Present
    Ameriprise Llc.
    White Plains, NY
  • 10/2022 → Present
    Sealex Advisory, Llc
    Tampa, FL
Previous Registrations
Other Businesses

Licensed to sell insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-08
S63 Uniform Securities Agent State Law Examination 2002-03-13
  • S66 Uniform Combined State Law Examination
    2008-02-08
  • S63 Uniform Securities Agent State Law Examination
    2002-03-13

View on SEC IAPD

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