Michael David Ruffalo

Current Employers

Employment History

• 02/2002 → Present
  The Mortgage Store Co.
  Schaumburg, IL
• 02/2014 → Present
  Royal Alliance
  Schaumburg, IL

Previous Registrations

• 2009-11-05 → 2014-02-19
  Independent Financial Group, Llc
  Schaumburg, IL
  Naperville, IL
  Schaumburg, IL
• 2009-09-08 → 2009-11-11
  Lpl Financial Llc
  Schaumburg, IL
• 2004-05-19 → 2009-09-08
  Waterstone Financial Group, Inc.
  Boston, MA
  Schaumburg, IL
  Schaumburg, IL
• 2002-05-28 → 2004-05-13
  Nsa Securities Corporation
  Schaumburg, IL

Other Businesses

1) MICHAEL RUFFALO POSITION: Licensed NATURE: Fixed insuranceand P&C licensed but do not have any business activies. Do not use licenses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2001 ADDRESS: 3808 Sterling Rd, Downers Grove IL 60515, United States DESCRIPTION: NA 2) THE MORTGAGE STORE CO. POSITION: Managing Director NATURE: Residential Mortgage Broker. The Mortgage Store Co. is an S Corporation in Illinois. For Florida activity, The Mortgage Store Co registeredas a foreign entity w/DBA The Mortgage Store - Florida Co. Florida business address (mail only) is 7750 Okeechobee Blvd, Ste 4-540,West Palm Beach, FL 33411. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 02/01/2002 ADDRESS: 3808 Sterling Rd, Downers Grove IL 60515, United States DESCRIPTION: Manage all operations of mortgage brokerage

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-09
• S63 Uniform Securities Agent State Law Examination
  2001-11-28

Other Names

• Mike Ruffalo