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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2023 | Present |
| Keller Williams Realty | Southlake | TX | 07/2014 | 03/2023 |
| Braums Ice Cream | Colleyville | TX | 07/2019 | 05/2021 |
| Instawork | San Francisco | CA | 11/2022 | 03/2023 |
| Qwick, Inc | Phoenix | AZ | 12/2022 | 03/2023 |
| Traba | Miami | FL | 01/2023 | 03/2023 |
| Bacon | Ardmore | OK | 01/2023 | 03/2023 |
| Veryable | Dallas | TX | 01/2023 | 03/2023 |
| Tend | Campbell | CA | 01/2023 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-22 |
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