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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-01
IN RA APPROVED 2021-05-13
  • TX RA
    APPROVED_RES
    Since 2023-02-01
  • IN RA
    APPROVED
    Since 2021-05-13

Branch Locations

10211 Auburn Park Drive, Fort Wayne, IN 46825 • United States

Fishers, IN • United States

10211 Auburn Park Drive, Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. St. Petersburg FL 11/2005 10/2020
Franklin Templeton Financial Services Corp. St. Petersburg FL 06/2019 10/2020
Unemployed Fishers IN 10/2020 02/2021
Raymond James Financial Services, Inc. Ft. Wayne IN 03/2021 Present
  • 11/2005 → 10/2020
    Franklin Templeton Distributors, Inc.
    St. Petersburg, FL
  • 06/2019 → 10/2020
    Franklin Templeton Financial Services Corp.
    St. Petersburg, FL
  • 10/2020 → 02/2021
    Unemployed
    Fishers, IN
  • 03/2021 → Present
    Raymond James Financial Services, Inc.
    Ft. Wayne, IN
Previous Registrations
Other Businesses

(1)Name of Business: Reynolds Wealth Management Address: 10211 Auburn Park Dr, Fort Wayne, IN, 46738, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/25/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Work as a financial advisor representing financial products and services, financial planning, wealth management, brokerage services and insurance. (2)Name of Business: Schlueter INC / Brusters Real Ice Cream Fishers Address: 14856 Starboard Rd, Fishers, IN, 46040, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Officer - CEO Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family owned local ice cream shop. I review the books and function as a joint owner. The shop is ran by my wife and is not affiliated with my advice business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-30
  • S66 Uniform Combined State Law Examination
    2001-10-30

View on SEC IAPD

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