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4525 East 91St Street, Tulsa, OK 74137 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2014-01-08 |
| TX | RA | APPROVED | 2014-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2012 | 08/2021 |
| Cadent Capital Advisors, Llc | Tulsa | OK | 10/2012 | Present |
1)OPI; STONEHAVEN SQUARE, LLC; PRIVATE ENTITY, DATE OF COMMITMENT-2015; 2)OPI; TERRAMOO, LLC; PRIVATE ENTITY; DATE OF COMMITMENT-2015; 3)OPI; FIFTH PLACE INVESTORS, LLC; PRIVATE ENTITY; DATE OF COMMITMENT- 2025 4)OPI; TULSA BIXBY INVESTORS, LLC; PRIVATE ENTITY, DATE OF COMMITMENT- 2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-19 |
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