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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-04-25 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Sammamish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 08/2011 | Present |
1) Name of he other business: JEFF AND GEORGE LLC / Is the business Investment Related: NON INVESTMENT RELATED BUSINESS / The address of the other business: ADDRESS: DUNDEE, OR 97115 / The nature of the other business: HOLDING COMPANY FOR A RENTAL PROPERTY / You position/title: MINORITY OWNER / Start date: STARTING JULY 2006 / The number of hours/month you devote to the other business: 0 HOURS DEVOTED / The number of hours during securities trading hours: I AM A MINORITY OWNER IN A COMMERCIAL PROPERTY, WHERE WE HAVE ESTABLISHED AN LLC. I DO NOT SPEND ANY TIME WORKING FOR THE COMPANY. 2) Name of the other business: Sherman Oak, LLC / Is the business Investment Related: No / The address of the other business: Lake Oswego, OR 97035 / The nature of the other business: Holding Company for a property I am buying / Your position/title: Owner / Start date: 12/01/2021 / The number of hours/month you devote to the other business: 0 / The number of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-06 |
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