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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-20 |
| CA | RA | APPROVED | 2013-02-05 |
Branch Locations
9729 Cogdill Rd. Ste. 104, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Financial Advisors, Inc. | Phoenix | AZ | 10/2005 | Present |
| Icm | San Diego | CA | 08/2001 | Present |
| Unamerica Securities | Phoenix | AZ | 09/2001 | Present |
| Silver Oak Securities, Inc. | Jackson | TN | 02/2007 | Present |
1) LIFE INSURANCE SALES - DBA SMART PLANS FINANCIAL 01/01/2004 SALE OF LIFE INSURANCE, FIXED ANNUITIES, AND LONG TERM CARE INSURANCE. PART TIME - NOT INVESTMENT RELATED - COMMISSION ONLY - 10 HOURS A WEEK. 32307 VIA DESTELLO TEMECULA, CA 92592 UNITED STATES; 2) Games-deals (ebay user id), ebay store, partner, description of duties; list, sell, ship and buy occasionally, spend 40 hours per month, and zero hours during trading hours, start date 04/01/2016, non investment related, "38322 Taylor Ln., , Murrieta, CA, 92563, United States" 3) PlayMusic-StayAlive,Is Not Investment Related,"38322 Taylor Ln., , Murrieta, CA, 92563, United States","Nonprofit Organization helping people with mental illness, especially seniors, veterans and youths, using music",CFO,3/21/2026,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Acting as volunteer CFO on the Board of Directors. No investment activities, I don't have the authority to write checks. As volunteer CFO I will review, as need it, donations and expenses receipts at the end of the calendar year, participate in the annual Board meeting and review the Federal and state fillings necessary for the formation of the organization."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-01 |
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