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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-20
CA RA APPROVED 2013-02-05
  • TX RA
    APPROVED_RES
    Since 2022-06-20
  • CA RA
    APPROVED
    Since 2013-02-05

Branch Locations

Murrieta, CA • United States

9729 Cogdill Rd. Ste. 104, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Financial Advisors, Inc. Phoenix AZ 10/2005 Present
Icm San Diego CA 08/2001 Present
Unamerica Securities Phoenix AZ 09/2001 Present
Silver Oak Securities, Inc. Jackson TN 02/2007 Present
  • 10/2005 → Present
    Aig Financial Advisors, Inc.
    Phoenix, AZ
  • 08/2001 → Present
    Icm
    San Diego, CA
  • 09/2001 → Present
    Unamerica Securities
    Phoenix, AZ
  • 02/2007 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Other Businesses

1) LIFE INSURANCE SALES - DBA SMART PLANS FINANCIAL 01/01/2004 SALE OF LIFE INSURANCE, FIXED ANNUITIES, AND LONG TERM CARE INSURANCE. PART TIME - NOT INVESTMENT RELATED - COMMISSION ONLY - 10 HOURS A WEEK. 32307 VIA DESTELLO TEMECULA, CA 92592 UNITED STATES; 2) Games-deals (ebay user id), ebay store, partner, description of duties; list, sell, ship and buy occasionally, spend 40 hours per month, and zero hours during trading hours, start date 04/01/2016, non investment related, "38322 Taylor Ln., , Murrieta, CA, 92563, United States" 3) PlayMusic-StayAlive,Is Not Investment Related,"38322 Taylor Ln., , Murrieta, CA, 92563, United States","Nonprofit Organization helping people with mental illness, especially seniors, veterans and youths, using music",CFO,3/21/2026,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Acting as volunteer CFO on the Board of Directors. No investment activities, I don't have the authority to write checks. As volunteer CFO I will review, as need it, donations and expenses receipts at the end of the calendar year, participate in the annual Board meeting and review the Federal and state fillings necessary for the formation of the organization."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-19
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S66 Uniform Combined State Law Examination
    2008-02-19
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01
Other Names
  • Tiberin Negulescu

View on SEC IAPD

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