Alexandra Odessa Vidal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-29
CA	RA	APPROVED	2021-10-25

TX RA
APPROVED

Since 2022-08-29
CA RA
APPROVED

Since 2021-10-25

Branch Locations

Phoenix, AZ • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Global Capital Corp.	Dallas	TX	06/2005	06/2017
1St Global Advisors, Inc.	Dallas	TX	02/2009	06/2017
Lynx Solutions	San Diego	CA	06/2017	02/2018
Triton's Orbit	Phoenix	AZ	03/2018	06/2019
Rose International	San Diego	CA	10/2018	01/2019
Lpl Financial Llc	Scottsdale	AZ	06/2019	10/2021
Householder Group Estate & Retirement Specialists	Scottsdale	AZ	06/2019	10/2021
Lpl Finanical Llc	Phoenix	AZ	10/2021	Present

06/2005 → 06/2017

1St Global Capital Corp.

Dallas, TX
02/2009 → 06/2017

1St Global Advisors, Inc.

Dallas, TX
06/2017 → 02/2018

Lynx Solutions

San Diego, CA
03/2018 → 06/2019

Triton's Orbit

Phoenix, AZ
10/2018 → 01/2019

Rose International

San Diego, CA
06/2019 → 10/2021

Lpl Financial Llc

Scottsdale, AZ
06/2019 → 10/2021

Householder Group Estate & Retirement Specialists

Scottsdale, AZ
10/2021 → Present

Lpl Finanical Llc

Phoenix, AZ

Previous Registrations

2019-08-09 → 2021-11-02

Householder Group Estate & Retirement Specialists

Scottsdale, AZ
2009-03-06 → 2017-06-09

1St Global Advisors Inc

Dallas, TX
2003-07-29 → 2005-06-02

Ameriprise Advisor Services, Inc.

Dallas, TX

Other Businesses

1. 11/12/2021 - No Business Name- Not Investment Related - Outside/W-2 Employment - Start Date: 08/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Ordained Minister. 2. 05/02/2024 - Trident's Theories, LLC - Other - Research - Owner - Not Investment Related - Home Based - Start Date 04/06/2024 - 40 Hours Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-08-03
S65	Uniform Investment Adviser Law Examination	2003-06-26

S63 Uniform Securities Agent State Law Examination

2019-08-03
S65 Uniform Investment Adviser Law Examination

2003-06-26

View on SEC IAPD