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Jennifer Joyce-Viloria Serrano

U.S. Bancorp Advisors, LLC

Glendale, CA

Brea, CA

Diamond Bar, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-26
  • CA RA
    APPROVED
    Since 2018-06-26

Branch Locations

800 N Brand Blvd, Glendale, CA 91203 • United States

50 Pointe Dr, Brea, CA 92821 • United States

Diamond Bar, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Orange CA 04/2009 01/2018
Unemployed Diamond Bar CA 01/2018 06/2018
U.S. Bancorp Advisors, Llc Brea CA 06/2018 Present
  • 04/2009 → 01/2018
    National Planning Corporation
    Orange, CA
  • 01/2018 → 06/2018
    Unemployed
    Diamond Bar, CA
  • 06/2018 → Present
    U.S. Bancorp Advisors, Llc
    Brea, CA
Previous Registrations
  • 2016-05-24 → 2018-02-13
    National Planning Corporation
    Huntington Beach, CA
    El Segundo, CA
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-23
S63 Uniform Securities Agent State Law Examination 2001-10-22
  • S65 Uniform Investment Adviser Law Examination
    2016-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-10-22
Other Names
  • Jennifer Viloria
  • Jennifer Joyce Viloria

View on SEC IAPD

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