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Yongkwan Allen Kim

Hightower Advisors, LLC

Los Angeles, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-09
  • CA RA
    APPROVED
    Since 2024-07-09

Branch Locations

1999 Avenue Of The Stars Suite 3200, Los Angeles, CA 90067 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Rudnick Investment Management Llc Los Angeles CA 09/2014 10/2022
Vp Distributors Llc Los Angeles CA 12/2014 10/2022
Hightower Advisors Chicago IL 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-05
  • S66 Uniform Combined State Law Examination
    2002-02-05
Designations

View on SEC IAPD

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