Rory Axel Robertson

Current Employers

Navigo Wealth Management, Llc

North Richland Hills, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-07-25

TX RA
APPROVED

Since 2011-07-25

Branch Locations

Katy, TX • United States

North Richland Hills, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Navigo Wealth Management, Llc	Katy	TX	07/2011	Present

07/2011 → Present

Navigo Wealth Management, Llc

Katy, TX

Previous Registrations

2002-06-05 → 2011-08-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Land, TX

Sugar Land, TX

Other Businesses

(1) 11/2020 City Council. Approximately 1 day/evening a week; 0-1 hour spent during trading hours. AdoptApprove budget and authorize bond issuance, zoning plans, building codes, school district zoning among other various oversight typical of a city councilman. (2) 11/20201 Katy Independent School District; Temporary Substitute Teacher; Non Investment Related; Katy, Texas; Approximately 1-2 Days a Week; 4-5 hours during trading hours; Filling observed needs due to ongoing Covid issues/absences

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-03

S66 Uniform Combined State Law Examination

2002-06-03

View on SEC IAPD