Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2001-12-03
VA RA APPROVED 2001-11-30
  • DC RA
    APPROVED
    Since 2001-12-03
  • VA RA
    APPROVED
    Since 2001-11-30

Branch Locations

133 Maple Ave E Ste 306, Vienna, VA 22180-5780 • United States

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 08/2001 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Business Ownership; CLP LLC; Co-owner; Real Estate; 5632 Sherier Place NW, , Washington, DC, 20016; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Temple Emanuel; Trustee; 10101 Connecticut Avenue, , Kensington, MD, 20895; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; FPA/ComPsych; FPA Volunteer Speakers Bureau put ComPsych in touch with me as a local member.; Various locations in Northern Virginia, ,; Not Investment-Related; 10/19/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-02
  • S66 Uniform Combined State Law Examination
    2001-11-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Vienna, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor