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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED | 2024-10-10 |
Branch Locations
74-245 Highway 111 Suite E-101, Palm Desert, CA 92260 • United States
301 North Lake Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Burbank | CA | 05/2005 | 10/2024 |
| D.A. Davidson & Co. | Palm Desert | CA | 10/2024 | Present |
HILLSIDES; NON-INVESTMENT RELATED; PASADENA, CA; NON-PROFIT; INVESTMENT COMMITTEE MEMBER; 2-4 HR/YR DURING SECURITIES TRADING HOURS; I OVERSEE AND GUIDE THE MANAGEMENT OF THE ORGANIZATION'S INVESTMENT ASSETS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-17 |
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