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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-11
TX RA APPROVED 2024-10-10
  • CA RA
    APPROVED
    Since 2024-10-11
  • TX RA
    APPROVED
    Since 2024-10-10

Branch Locations

74-245 Highway 111 Suite E-101, Palm Desert, CA 92260 • United States

301 North Lake Suite 800, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Burbank CA 05/2005 10/2024
D.A. Davidson & Co. Palm Desert CA 10/2024 Present
Previous Registrations
  • 2003-06-13 → 2024-10-18
    Anaheim, CA
    Burbank, CA
    Burbank, CA
    Burbank, CA
Other Businesses

HILLSIDES; NON-INVESTMENT RELATED; PASADENA, CA; NON-PROFIT; INVESTMENT COMMITTEE MEMBER; 2-4 HR/YR DURING SECURITIES TRADING HOURS; I OVERSEE AND GUIDE THE MANAGEMENT OF THE ORGANIZATION'S INVESTMENT ASSETS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-17
  • S66 Uniform Combined State Law Examination
    2001-12-17
Designations

View on SEC IAPD

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