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1445 Ross Ave Fl 55, Dallas, TX 75202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors Llc | Kentwood | MI | 04/2015 | 12/2019 |
| Alphastar Capital Management, Llc | Cornelius | NC | 01/2020 | 03/2025 |
| The Assurance Group | Huntersville | NC | 01/2014 | Present |
| Integrity Advisory Solutions | Huntersville | NC | 03/2025 | Present |
1) The Assurance Group; not Investment related; 16335 Grassy Creek Dr, Huntersville, NC 28078; Fixed Insurance; SVP, Annuity Sales; 01/0/2014; 50 hours per month; 32 hours during security hours; tasked with training, teaching and mentoring agents to grow company sales on an annual basis
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
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