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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-16 |
Branch Locations
One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies & Co. | San Francisco | CA | 09/2010 | 05/2025 |
| Jefferies Research Services Llc | San Francisco | CA | 09/2010 | 05/2025 |
| Stifel | San Francisco | CA | 05/2025 | Present |
1. Northern California Golf Association (NCGA); 3200 Lopez Drive Pebble Beach CA 93953; The NCGA offers tournaments, outings, and administration of amateur golf across Northern California; Advisor to the Investment Committee-Review the financials of the business, advise on the asset allocation and oversee cash management of the organization; Meet quarterly with the committee to discuss the financials and review asset allocation; 01/01/2024; 8 hrs/quarter; Not during security trading hours; Not Investment-Related 2. The Olympic Club; 524 Post St San Francisco CA 94102; The committee is responsible for recommending Board members for Club governance; Board Nominating Committee - Committee members are responsible for recommending Board members for Club governance; Meet with and vet candidates for potential Board service; 01/01/2025; 20 hrs/year; Not during security trading hours;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-10-06 |
| S66 | Uniform Combined State Law Examination | 2007-12-07 |
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