Henry Edwin Haller

Current Employers

Employment History

• 07/2001 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2001 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ADVISER, GUIDEPOINT GLOBAL, LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/17/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSULTANT FOR A FIRM THAT PROVIDES EXPERTISE TO INDUSTRIES THAT WORK WITH FINANCIAL ADVISORS. NON-INVESMENT RELATED. 3. CHAIRMAN OF THE BOARD OF DIRECTORS, THE NEIGHBORHOOD ACADEMY, 709 NORTH AIKEN AVE, PITTSBURGH, , PENNSYLVANIA, 15206, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/1/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, INCOMING CHAIRMAN OF THE BOARD OF DIRECTORS. RUNNING THE MEETINGS, OVERSEE EXECUTIVE COMMITTEE, WORK CLOSELY WITH ADMINISTRATION. 5. REAL ESTATE INVESTMENT PROPERTY, 5601 AYLESBORO AVE, PITTSBURGH, , PENNSYLVANIA, 15217, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/21/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE; INVESTMENT-RELATED. 6. OWNER, HEH RESOURCES, LLC, LEGAL ENTITY, START DATE: 7/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5,, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 7. OWNER, LV1959 INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 04/28/2026, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-27
• S63 Uniform Securities Agent State Law Examination
  2001-10-23