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Joshua Winkler

Td Private Client Wealth LLC

Portland, ME

Manchester, NH

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-05
NC RA APPROVED 2024-11-07
SC RA APPROVED 2024-05-06
VT RA APPROVED 2023-10-12
MA RA APPROVED 2022-05-04
NH RA APPROVED 2022-04-29
ME RA APPROVED 2022-04-21
  • FL RA
    APPROVED
    Since 2025-05-05
  • NC RA
    APPROVED
    Since 2024-11-07
  • SC RA
    APPROVED
    Since 2024-05-06
  • VT RA
    APPROVED
    Since 2023-10-12
  • MA RA
    APPROVED
    Since 2022-05-04
  • NH RA
    APPROVED
    Since 2022-04-29
  • ME RA
    APPROVED
    Since 2022-04-21

Branch Locations

1 Portland Square, Portland, ME 04101 • United States

1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Oakwood OH 07/2016 05/2018
Citizens Bank Manchester NH 11/2018 11/2020
Citizens Securities Inc. Manchester NH 11/2018 11/2020
Unemployed Miamisburg OH 08/2018 11/2018
Citizens Securities, Inc Canton MA 11/2020 02/2022
Citizens Bank Stratham NH 11/2020 02/2022
Citizens Securities, Inc Westwood MA 02/2022 03/2022
Citizens Bank, N.A Portsmouth NH 02/2022 03/2022
Td Bank N.A. Portland ME 03/2022 Present
Td Private Client Wealth Llc Portland ME 03/2022 Present
  • 07/2016 → 05/2018
    Pnc Investments
    Oakwood, OH
  • 11/2018 → 11/2020
    Citizens Bank
    Manchester, NH
  • 11/2018 → 11/2020
    Citizens Securities Inc.
    Manchester, NH
  • 08/2018 → 11/2018
    Unemployed
    Miamisburg, OH
  • 11/2020 → 02/2022
    Citizens Securities, Inc
    Canton, MA
  • 11/2020 → 02/2022
    Citizens Bank
    Stratham, NH
  • 02/2022 → 03/2022
    Citizens Securities, Inc
    Westwood, MA
  • 02/2022 → 03/2022
    Citizens Bank, N.A
    Portsmouth, NH
  • 03/2022 → Present
    Td Bank N.A.
    Portland, ME
  • 03/2022 → Present
    Td Private Client Wealth Llc
    Portland, ME
Previous Registrations
  • 2018-12-18 → 2022-03-25
    Citizens Securities, Inc.
    Manchester, NH
    Canton, MA
    Portsmouth, NH
    Hudson, NH
    Stratham, NH
    Portsmouth, NH
  • 2016-08-12 → 2018-05-15
    Pnc Wealth Management Llc
    Oakwood, OH
    Dayton, OH
    Dayton, OH
    Columbus, OH
    Columbus, OH
  • 2016-05-13 → 2016-06-14
    Td Ameritrade, Inc.
    Seattle, WA
  • 2016-05-13 → 2016-06-14
    Td Ameritrade Investment Management, Llc
    Seattle, WA
  • 2015-06-05 → 2016-04-27
    Osaic Fa, Inc.
    Cincinnati, OH
  • 2011-08-09 → 2015-06-17
    Msi Financial Services, Inc.
    Lebanon, OH
    Broadview Hts, OH
    Cincinnati, OH
    Cincinatti, OH
    Cincinnati, OH
  • 2010-03-04 → 2011-02-01
    Ameriprise Financial Services, Llc
    Bedford, NH
  • 2009-11-17 → 2010-02-18
    Td Wealth Management Services Inc.
    Tilton, NH
    Suncook, NH
    Concord, NH
  • 2008-01-14 → 2009-11-17
    Cetera Investment Services Llc
    Suncook, NH
Other Businesses

Rental Property - Receiving monthly rental compensation from tenant.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-27
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2007-12-27
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Other Names
  • Joshua Lee Winkler

View on SEC IAPD

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