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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-02-26
  • NC RA
    APPROVED
    Since 2010-02-26

Branch Locations

Weddington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allspring Funds Management, Llc Boston MA 01/2005 Present
Allspring Funds Distributor, Llc Boston MA 04/2005 Present
Previous Registrations
  • 2005-01-01 → 2009-12-31
    Menomonee Falls, WI
  • 2004-10-14 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-13
S63 Uniform Securities Agent State Law Examination 2001-10-15
  • S65 Uniform Investment Adviser Law Examination
    2004-10-13
  • S63 Uniform Securities Agent State Law Examination
    2001-10-15

View on SEC IAPD

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